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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-18
  • MI RA
    APPROVED
    Since 2024-12-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Byron Center, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 12/2015 11/2016
The Huntington National Bank Grand Haven MI 09/2015 11/2016
Infinex Investments, Inc Meriden CT 11/2016 02/2018
Macatawa Bank Zeeland MI 11/2016 02/2018
Lpl Financial, Llc Grand Rapids MI 02/2018 07/2020
Lake Michigan Credit Union Grand Rapids MI 02/2018 07/2020
Securities America, Inc. Vacaville CA 07/2020 11/2021
Securities America Advisors Vacaville CA 07/2020 11/2021
Personal Capital Advisors Corporation Vacaville CA 11/2021 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
Empower Financial Services, Inc Greenwood Village CO 07/2023 Present
  • 12/2015 → 11/2016
    The Huntington Investment Company
    Columbus, OH
  • 09/2015 → 11/2016
    The Huntington National Bank
    Grand Haven, MI
  • 11/2016 → 02/2018
    Infinex Investments, Inc
    Meriden, CT
  • 11/2016 → 02/2018
    Macatawa Bank
    Zeeland, MI
  • 02/2018 → 07/2020
    Grand Rapids, MI
  • 02/2018 → 07/2020
    Lake Michigan Credit Union
    Grand Rapids, MI
  • 07/2020 → 11/2021
    Securities America, Inc.
    Vacaville, CA
  • 07/2020 → 11/2021
    Securities America Advisors
    Vacaville, CA
  • 11/2021 → 04/2023
    Personal Capital Advisors Corporation
    Vacaville, CA
  • 04/2023 → Present
    Greenwood Village, CO
  • 07/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2021-11-24 → 2023-04-03
    Personal Capital Advisors Corporation
    Greenwood Village, CO
    Vacaville, CA
  • 2020-07-07 → 2021-11-15
    Securities America Advisors, Inc.
    Vacaville, CA
    Jenison, MI
  • 2018-04-09 → 2020-07-22
    Grand Rapids, MI
    Grand Rapids, MI
    Caledonia, MI
    Grand Rapids, MI
    Grand Haven, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Wyoming, MI
    Kentwood, MI
    Wyoming, MI
    Jenison, MI
    Grand Rapids, MI
    Wyoming, MI
    Ravenna, MI
    Byron Center, MI
    White Lake, MI
    Saginaw, MI
    Byron Center, MI
    Allendale, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Rockford, MI
    Lowell, MI
    Grand Rapids, MI
    Byron Center, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-06
S63 Uniform Securities Agent State Law Examination 2015-03-18
  • S66 Uniform Combined State Law Examination
    2018-04-06
  • S63 Uniform Securities Agent State Law Examination
    2015-03-18
Other Names
  • Brian Allen

View on SEC IAPD

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