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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-09-19
  • NH RA
    APPROVED
    Since 2023-09-19

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

16A Hobbs Road, North Hampton, NH 03862 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A1 Freedom Financial Pembroke NH 01/2016 06/2019
Gwn Securities, Inc Palm Beach Gardens FL 01/2016 01/2022
Lpl Financial Llc Dba Gateway Financial Partners Pembrook NH 02/2022 Present
Gateway Wealth Partners, Llc North Hampton NH 09/2023 Present
  • 01/2016 → 06/2019
    A1 Freedom Financial
    Pembroke, NH
  • 01/2016 → 01/2022
    Gwn Securities, Inc
    Palm Beach Gardens, FL
  • 02/2022 → Present
    Lpl Financial Llc Dba Gateway Financial Partners
    Pembrook, NH
  • 09/2023 → Present
    North Hampton, NH
Other Businesses

1) 2/3/2022- Gateway Financial Partners- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 01/14/2022 - 1 Hour Per Month/ During Trading 2) 03/16/2022 - Gateway Financial Partners - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 1 Hour Per Month/ During Trading 3) 03/23/2022 - Kimball Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 4) 11/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-15
S63 Uniform Securities Agent State Law Examination 2015-08-25
  • S65 Uniform Investment Adviser Law Examination
    2023-08-15
  • S63 Uniform Securities Agent State Law Examination
    2015-08-25
Other Names
  • Katherine Margaret Kimball
  • Katherine Margaret Dyer

View on SEC IAPD

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