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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-09-19 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
16A Hobbs Road, North Hampton, NH 03862 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A1 Freedom Financial | Pembroke | NH | 01/2016 | 06/2019 |
| Gwn Securities, Inc | Palm Beach Gardens | FL | 01/2016 | 01/2022 |
| Lpl Financial Llc Dba Gateway Financial Partners | Pembrook | NH | 02/2022 | Present |
| Gateway Wealth Partners, Llc | North Hampton | NH | 09/2023 | Present |
1) 2/3/2022- Gateway Financial Partners- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 01/14/2022 - 1 Hour Per Month/ During Trading 2) 03/16/2022 - Gateway Financial Partners - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 1 Hour Per Month/ During Trading 3) 03/23/2022 - Kimball Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 4) 11/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-25 |
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