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Thomas Joseph Regan

Charles Schwab & Co., Inc.

Cambridge, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-24
  • CT RA
    APPROVED
    Since 2024-07-24

Branch Locations

1426 Massachusetts Ave, Cambridge, MA 02138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gw&K Investment Management Boston MA 12/2014 10/2022
Charles Schwab & Co., Inc. Cambridge MA 10/2022 Present
Charles Schwab Bank, Ssb Cambridge MA 10/2022 Present
Amg Distributors, Inc. Boston MA 06/2011 10/2022
  • 12/2014 → 10/2022
    Gw&K Investment Management
    Boston, MA
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    Cambridge, MA
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    Cambridge, MA
  • 06/2011 → 10/2022
    Amg Distributors, Inc.
    Boston, MA
Other Businesses

1) Rental Property | Investment Related:No|15 Vinton Street #3|Boston|MA|02127|USA|Real Estate (Non-Agent/Broker)|Landlord|1/23/2022|Less than 20|0|I am a landlord for a rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-26
S63 Uniform Securities Agent State Law Examination 2015-07-18
  • S66 Uniform Combined State Law Examination
    2022-11-26
  • S63 Uniform Securities Agent State Law Examination
    2015-07-18
Other Names
  • Thomas Joseph Regan
  • Thomas Joseph Regan
  • Tom Regan
  • Tommy Regan
  • Thomas Regan

View on SEC IAPD

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Other Offices

GENERAL CATALYST · CAMBRIDGE, MA
G20 CAPITAL MANAGEMENT, LLC · CAMBRIDGE, MA
GC WEALTH MANAGEMENT RIA, LLC · CAMBRIDGE, MA
CATALYST IMPACT PARTNERS CORP. · CAMBRIDGE, MA
EDULAB CAPITAL MANAGEMENT COMPANY, LLC · CAMBRIDGE, MA
KSI ADVISORS, LLC · CAMBRIDGE, MA
KENDALL INVESTMENTS, LLC · CAMBRIDGE, MA
VIRAJ CAPITAL, LLC · CAMBRIDGE, MA

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