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James Milani

J.P. Morgan Securities LLC

Deer Park, NY

CRD 6445673

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-11-14
NJ RA APPROVED 2017-08-18
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-11-14
  • NJ RA
    APPROVED
    Since 2017-08-18

Branch Locations

615 Grand Boulevard, Deer Park, NY 11729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Bohemia NY 07/2016 08/2017
Hsbc Securities (Usa) Inc. Bohemia NY 07/2016 08/2017
Jp Morgan Securities Llc Deer Park NY 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-19
S63 Uniform Securities Agent State Law Examination 2015-02-27
  • S66 Uniform Combined State Law Examination
    2017-05-19
  • S63 Uniform Securities Agent State Law Examination
    2015-02-27
Other Names
  • James Milani
  • James Atos Milani

View on SEC IAPD

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CITIGROUP GLOBAL MARKETS INC.
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Nearby Investors

Collette A Morgan
Jason Paul Bonito
Matthew A. Sandler

Nearby Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Deer Park, NY
CITIGROUP GLOBAL MARKETS INC. · Deer Park, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DEER PARK, NY

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