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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-03-09
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-03-09

Branch Locations

Citi Wealth Management, Sales 4800 Nesconset Highway, Ste 1, Port Jefferson, NY 11776 • United States

Cwm Retail, Sales 400 Commack Rd, Deer Park, NY 11729 • United States

Cwm Retail, Sales 1198 Deer Park Avenue, North Babylon, NY 11703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph Stone Capital, Llc Hauppauge NY 11/2013 12/2016
Citigroup New York NY 01/2017 Present
  • 11/2013 → 12/2016
    Joseph Stone Capital, Llc
    Hauppauge, NY
  • 01/2017 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-05
S63 Uniform Securities Agent State Law Examination 2000-04-17
  • S66 Uniform Combined State Law Examination
    2020-03-05
  • S63 Uniform Securities Agent State Law Examination
    2000-04-17

View on SEC IAPD

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