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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Harrisonburg | VA | 01/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Harrisonburg | VA | 03/2020 | 09/2025 |
| Lpl Enterprise Llc | Harrisonburg | VA | 09/2025 | Present |
1. 08/22/2025 - DBA BEING FINANCIAL - DBA for LPL Business (entity for LPL business) - Harrisonburg, VA - INV REL - Start Date 09/01/2025 - 160hrs/mth | 130hrs during trading 2. 08/22/2025 - Author - Author - Grottoes, VA - NOT INV REL - Start Date 07/23/2025 - 5hrs/mth | 0hrs during trading 3. 08/22/2025 -Tim & Mandy Music, Revival (Band) - Artist/ Musician - Grottoes, VA - NOT INV REL - Start Date 04/19/2023 - 5hrs/mth | 0hrs during trading 4. 08/22/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Grottoes, VA - INV REL - Start Date 08/22/2025 - 160hrs/mth | 160hrs during trading 5. 08/22/2025 - JUDITH AMANDA LEETH N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Grottoes, VA - INV REL - Start Date 08/22/2025 - 160hrs/mth | 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-19 |
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