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9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-06-12 |
Branch Locations
9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2016 | 06/2020 |
| Octavia Wealth Advisors, Llc | Cincinnati | OH | 06/2020 | Present |
| Octavia Risk Management, Llc | Cincinnati | OH | 06/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Cincinnati | OH | 06/2020 | Present |
| Midwest Financial Partners | Cincinnati | OH | 05/2015 | 06/2020 |
1) Ashley Seyberth is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108. Approximately 90% of Ashley Seyberth's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108; 20 hours per month 3) Keenz Stroller Wagons; Non Investment Related; 5770 Shiloh Road, Suite 400, Alpharetta, GA. 30005; Limited Liability Company; Brand Ambassador; 08/1/2022; 20 hours per month 4) The Meticulous Millenial; Not Investment Related; 5371 TALLOAK CT, , CINCINNATI, OH. 45247; Makes custom crafts & home décor; Owner; 04/20/2022; 10 Hours Per Month; Develops the ideas, designs, and makes everything by hand 5) West Chester Liberty Chamber Alliance. Not Investment Related. 8763 Union Centre Blvd, Suite 400, West Chester Township, OH 45069. Township Chamber, for community work and networking. Committee Member for Women4Women and Women Of Excellence. 08/01/2023. Hrs/month 10 all during trading hours. I help coordinate the events, prepare the materials for the events, set them up, and help facilitate them.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-30 |
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