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Current Employers
Octavia Wealth Advisors Llc

9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-06-12
  • OH RA
    APPROVED
    Since 2020-06-12

Branch Locations

9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States

9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2016 06/2020
Octavia Wealth Advisors, Llc Cincinnati OH 06/2020 Present
Octavia Risk Management, Llc Cincinnati OH 06/2020 Present
Purshe Kaplan Sterling Investments, Inc. Cincinnati OH 06/2020 Present
Midwest Financial Partners Cincinnati OH 05/2015 06/2020
  • 06/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2020 → Present
    Cincinnati, OH
  • 06/2020 → Present
    Octavia Risk Management, Llc
    Cincinnati, OH
  • 06/2020 → Present
    Purshe Kaplan Sterling Investments, Inc.
    Cincinnati, OH
  • 05/2015 → 06/2020
    Midwest Financial Partners
    Cincinnati, OH
Previous Registrations
Other Businesses

1) Ashley Seyberth is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108. Approximately 90% of Ashley Seyberth's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108; 20 hours per month 3) Keenz Stroller Wagons; Non Investment Related; 5770 Shiloh Road, Suite 400, Alpharetta, GA. 30005; Limited Liability Company; Brand Ambassador; 08/1/2022; 20 hours per month 4) The Meticulous Millenial; Not Investment Related; 5371 TALLOAK CT, , CINCINNATI, OH. 45247; Makes custom crafts & home décor; Owner; 04/20/2022; 10 Hours Per Month; Develops the ideas, designs, and makes everything by hand 5) West Chester Liberty Chamber Alliance. Not Investment Related. 8763 Union Centre Blvd, Suite 400, West Chester Township, OH 45069. Township Chamber, for community work and networking. Committee Member for Women4Women and Women Of Excellence. 08/01/2023. Hrs/month 10 all during trading hours. I help coordinate the events, prepare the materials for the events, set them up, and help facilitate them.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-25
S63 Uniform Securities Agent State Law Examination 2017-01-30
  • S65 Uniform Investment Adviser Law Examination
    2019-02-25
  • S63 Uniform Securities Agent State Law Examination
    2017-01-30
Other Names
  • Ashley Dawn Hughett

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