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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2021-01-10 |
| CO | RA | APPROVED | 2020-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 01/2015 | 07/2017 |
| Jp Morgan Securities Llc | Denver | CO | 07/2017 | 02/2018 |
| Jp Morgan Chase Bank | Denver | CO | 07/2017 | 02/2018 |
| Strategic Advisors | Lone Tree | CO | 11/2015 | 07/2017 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 03/2018 | Present |
| Schwab Private Client Investment Advisory | Lone Tree | CO | 03/2018 | 09/2019 |
| Charles Schwab Bank | Lone Tree | CO | 09/2019 | 02/2020 |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-16 |
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