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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-07
  • TX RA
    APPROVED
    Since 2015-12-07

Branch Locations

11601 Alterra Pkwy Suite 150, Austin, TX 78758 • United States

12532 Fm 2244, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bee Cave TX 01/2015 Present
Charles Schwab Bank, Ssb Bee Cave TX 02/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-05
  • S66 Uniform Combined State Law Examination
    2015-12-05

View on SEC IAPD

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