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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-05-06
  • MI RA
    APPROVED
    Since 2015-05-06

Branch Locations

608 S Washington Ave Ste 200, Lansing, MI 48933 • United States

3196 Kraft Ave Se Ste 101, Grand Rapids, MI 49512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Lansing MI 02/2015 Present
Principal Securities Inc Lansing MI 02/2015 Present
The Centennial Group Lansing MI 09/2015 Present
  • 02/2015 → Present
    Principal Life Insurance Company
    Lansing, MI
  • 02/2015 → Present
    Lansing, MI
  • 09/2015 → Present
    The Centennial Group
    Lansing, MI
Other Businesses

*OUTSIDE INSURANCE, SALES AND SERVICE OF FIXED INDIVIDUAL AND GROUP LIFE INSURANCE, DISABILITY INSURANCE LONG TERM CARE INSURANCE, HEALTH INSURANCE AND INDIVIDUAL ANNUITIES THROUGH VARIOUS CARRIERS,6/3/15.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-27
  • S66 Uniform Combined State Law Examination
    2015-03-27
Other Names
  • Chris M Jones

View on SEC IAPD

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