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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| SD | RA | APPROVED | 2015-04-01 |
Branch Locations
115 N 7Th St Ste 1, Spearfish, SD 57783-2725 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Spearfish | SD | 01/2015 | Present |
(1)03/18/2015 - FINANCIAL ADVISORS OF THE BLACK HILLS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 80 HOURS PER MONTH - SPEARFISH, SD (2) 05/07/2015 - AM SECURITIES, INC. - INV REL - 115 N. 7TH ST, SUITE 1, SPEARFISH, SD 57783 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 03/30/2015 - 40 HRS/MO DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-30 |
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