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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-07 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 01/2015 | 07/2021 |
| Robinhood Financial, Llc | Tempe | AZ | 07/2021 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 09/2022 | Present |
LMG ENTERTAINMENT, LLC; NOT INV. RELATED; CHAMPAIGN,IL; START DATE 11/01/2022; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0; ONLINE RETAILER FOR PET PRODUCTS AND CLTHING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-26 |
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