Sara Ramirez Montes

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 04/2021
  Jp Morgan Securities Llc
  Scottsdale, AZ
• 11/2013 → 04/2021
  Jp Morgan Chase Bank
  Scottsdale, AZ
• 07/2020 → Present
  Sara Montes Coaching, Llc
  Scottsdale, AZ
• 10/2022 → 04/2025
  Wells Fargo Clearing Services, Llc
  Chandler, AZ
• 10/2022 → 04/2025
  Wells Fargo Bank, Na
  Chandler, AZ
• 06/2025 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2025 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 06/2025 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2023-03-10 → 2025-04-15
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  Chandler, AZ
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: SARA MONTES COACHING, LLC NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, ARIZONA NATURE OF BUSINESS: PERSONAL COACHING POSITION: OWNER START DATE: 07/2020 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACHING CLIENTS TO ATTAIN LIFE GOALS

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-10
• S63 Uniform Securities Agent State Law Examination
  2015-04-07

Other Names

• Sara R Montes
• Sara Ramirez Montes
• Sara Ramirez Ramirez Montes
• Sara Ramirez-Montes