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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-26
FL RA APPROVED 2015-07-30
  • TX RA
    APPROVED_RES
    Since 2017-10-26
  • FL RA
    APPROVED
    Since 2015-07-30

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 01/2015 Present
Bank Of America, N.A. Guaynabo PR 06/2015 Present
Other Businesses

I*1481257 For profit or not for profit: Entity For Profit Name of outside business organization: RT PROPERTY INVESTMENT LLC Investment related: N Address of business: San Juan, Puerto Rico, 00918, Puerto Rico Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 9/12/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , As of today the only purpose is a savings account for my boyfriend and I. Future plans are to buy a house together.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-27
  • S66 Uniform Combined State Law Examination
    2015-07-27
Other Names
  • Natalie Theut
  • Natalie Theut Jiminez

View on SEC IAPD

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