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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-24 |
| SD | RA | APPROVED | 2015-03-05 |
Branch Locations
6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sioux Falls | SD | 01/2015 | Present |
| City National Bank | Sioux Falls | SD | 02/2021 | Present |
(1) MARSHALL T. LAVIN, DDS, PC.; ADDRESS: 1710 S. SOUTHEASTERN AVE., SIOUX FALLS, SD 57103; BUSINESS DESCRIPTION: DENTAL PRACTICE; NOT INVESTMENT RELATED; START DATE: 07/01/1998; CAPACITY: EMPLOYEE; DUTIES: PART-TIME BUSINESS MGR.; HOURS DEVOTED TO THIS OBA PER MONTH: 6; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE; (2) SIOUX FALLS AREA COMMUNITY FOUNDATION; ADDRESS: 200 N. CHERAPA PLACE, SIOUX FALLS, SD 57103; BUSINESS DESCRIPTION: COMMUNITY FOUNDATION; NOT INVESTMENT RELATED; START DATE: 07/01/12; CAPACITY: BOARD OF DIRECTORS; DUTIES: CHAIR OF INVESTMENT COMMITTEE; HOURS DEVOTED TO THIS OBA PER MONTH: 1; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 1; (3) WELLMARK, INC.; ADDRESS: 1331 GRAND AVE., DES MOINES, IA 50306; BUSINESS DESCRIPTION: HEALTH INSURANCE COMPANY; NOT INVESTMENT RELATED; START DATE: 01/01/15; CAPACITY: BOARD OF DIRECTORS; DUTIES: DIRECTOR; HOURS DEVOTED TO THIS OBA PER MONTH: 4; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 2; (4) CITY OF SIOUX FALLS; ADDRESS: 224 W. NINTH ST., SIOUX FALLS, SD 57117-7402; BUSINESS DESCRIPTION: SIOUX FALLS EMPLOYEE PENSION PLAN; NOT INVESTMENT RELATED; START DATE; 01/01/15; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED TO THIS OBA PER MONTH: <1; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: <1; (5) UNIVERSITY OF SOUTH DAKOTA FOUNDATION: ADDRESS: WAGNER CENTER, 1110 NORTH DAKOTA STREET, VERMILLION, SD 57069; BUSINESS DESCRIPTION: UNIVERSITY FOUNDATION; NOT INVESTMENT RELATED; START DATE: 02/01/16; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: INVESTMENT COMMITTEE; HOURS DEVOTED TO THIS OBA PER MONTH: <1; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: <1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-02 |
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