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Ethan H. Corman

Rosecap Investment Advisors, LLC

Grand Junction, CO

Richmond, KY

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Current Employers
Rosecap Investment Advisors, Llc

200 Grand Ave Suite 205, Grand Junction, CO 81501 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-10
TX RA APPROVED 2022-03-10
  • CO RA
    APPROVED
    Since 2022-03-10
  • TX RA
    APPROVED
    Since 2022-03-10

Branch Locations

200 Grand Ave Suite 205, Grand Junction, CO 81501 • United States

Richmond, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosecap Investment Advisors, Llc Grand Junction CO 12/2013 01/2019
Army Contracting Command - Ri Richmond KY 03/2019 04/2020
Lockheed Martin Corp. Lexington KY 04/2020 04/2021
Rosecap Investment Advisors, Llc Grand Junction CO 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-24
  • S65 Uniform Investment Adviser Law Examination
    2014-11-24
Designations

View on SEC IAPD

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