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Steven Matthew Ellsworth

LPl Financial LLC

Warren, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-09
  • MI RA
    APPROVED
    Since 2026-01-09

Branch Locations

6611 Chicago Road, Warren, MI 48092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Warren MI 08/2016 09/2016
Securities America Advisors Warren MI 08/2016 09/2016
Usadvisors Wealth Management Warren MI 09/2016 01/2021
Lpl Financial Llc Warren MI 01/2021 Present
Extra Credit Union Warren MI 01/2021 Present
  • 08/2016 → 09/2016
    Securities America Inc.
    Warren, MI
  • 08/2016 → 09/2016
    Securities America Advisors
    Warren, MI
  • 09/2016 → 01/2021
    Usadvisors Wealth Management
    Warren, MI
  • 01/2021 → Present
    Warren, MI
  • 01/2021 → Present
    Extra Credit Union
    Warren, MI
Previous Registrations
  • 2016-09-20 → 2021-01-29
    Warren, MI
    Clinton Township, MI
  • 2016-08-31 → 2016-09-20
    Securities America Advisors, Inc.
    Clinton Township, MI
    Warren, MI
  • 2013-06-05 → 2016-09-08
    Waddell & Reed
    Hamden, CT
Other Businesses

1)1/29/2021- Extra Credit Investments- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 04/21/2022 - No Business Name - Investment Related - Location: Online - Non-Variable Insurance - Start Date - 03/10/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-01
S63 Uniform Securities Agent State Law Examination 2005-03-18
  • S66 Uniform Combined State Law Examination
    2013-06-01
  • S63 Uniform Securities Agent State Law Examination
    2005-03-18

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