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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-06
  • TX RA
    APPROVED
    Since 2015-04-06

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 01/2015 Present
Bank Of America, N.A. Austin TX 04/2015 Present
Other Businesses

I*96768FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTYINVESTMENT RELATED: NADDRESS OF BUSINESS:SANTA MARIA, CALIFORNIA 93454NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/1/2013NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTY IN SANTA MARIA CAI*2436263, Entity Type: Entity Charitable, Name of OBA: Hand to Hold, Address: austin, Texas, 78750, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 05/15/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Hand to hold is a non profit that provides personalized support before, during, and after a NICU stay to help NICU families. As a board member, my responsibilities will include :-strategic planning-advocacy and fundraising-committee work-transparency and accountability-financial oversight (ensuring financial stability, monitoring financial performance) I*3224265 Entity Type: Name of OBA: M W TTEE MARISSA WILLIS TTEE U/A DTD 02/09/2022 Address: driftwood, Texas, 78619 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 11/25/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee Self, Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-02
  • S66 Uniform Combined State Law Examination
    2015-04-02
Other Names
  • Marissa Mattos
  • Marissa Williams

View on SEC IAPD

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