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Emerson Matthews Brown

Raymond James & Associates, Inc.

Chattanooga, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
TN RA APPROVED 2021-06-16
  • TX RA
    APPROVED
    Since 2022-01-26
  • TN RA
    APPROVED
    Since 2021-06-16

Branch Locations

537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garth & Brown Investment Management, Llc Chattanooga TN 01/2015 04/2017
Brown Associates, Inc. Chattanooga TN 11/2015 04/2017
Truist Investment Services, Inc Atlanta GA 04/2017 06/2021
Truist Advisory Services,Inc. Atlanta GA 04/2017 06/2021
Raymond James & Associates, Inc. Chattanooga TN 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-02-11
S65 Uniform Investment Adviser Law Examination 2015-01-15
  • S63 Uniform Securities Agent State Law Examination
    2016-02-11
  • S65 Uniform Investment Adviser Law Examination
    2015-01-15
Designations
Other Names
  • Emerson Matthew Brown

View on SEC IAPD

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DILLON DEAN GEORGE
WILLIAM PAUL EVANS

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
EQUITABLE ADVISORS, LLC · CHATTANOOGA, TN
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chatanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Chatanooga, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Chattanooga, TN

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