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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-06-11 |
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
1350 13Th Ave E Ste 104, West Fargo, ND 58078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Fargo | ND | 01/2015 | 11/2017 |
| Lpl Financial Llc | Fargo | ND | 11/2017 | Present |
1. 12/12/2017 - First International Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/02/2017 - 160 Hours Per Month / 160 Hours During Trading - This is not an OBA, merely a DBA name/logo. 2. 12/20/2017 - First International Insurance - Investment Related - Non-Variable Insurance - First International Insurance - Life, long term care. 3. 08/30/2019 - ICA Group Insurance Agency - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/30/2019 - 5 hrs/mo - 5 hrs during trading. 4. 12/04/2024 - Skyward Financial LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/27/2024 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-19 |
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