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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-31 |
| TX | RA | APPROVED | 2026-07-30 |
Branch Locations
1201 E Hallandale Beach Blvd, Hallandale, FL 33009 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Cincinnati | OH | 04/2013 | 05/2022 |
| Fifth Third Securities | Cincinnati | OH | 01/2015 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pompano Beach | FL | 04/2022 | 07/2022 |
| Bank Of America, N.A. | Pompano Beach | FL | 07/2022 | Present |
| Wells Fargo Clearing Services, Llc ( | Coral Gables | FL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-26 |
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