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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-30
  • FL RA
    APPROVED
    Since 2022-03-30

Branch Locations

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

50 Sw 84Th Ave, Plantation, FL 33324 • United States

10077 W Oakland Park Blvd, Sunrise, FL 33351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 08/2010 09/2017
Suntrust Advisory Services Atlanta GA 08/2016 09/2017
Bbtis Davie FL 10/2017 02/2021
Bb&T Securities, Llc Weston FL 01/2018 02/2021
Truist Investment Services, Inc. Aventura FL 02/2021 03/2022
Truist Advisory Services, Inc. Atlanta GA 02/2021 03/2022
Wells Fargo Clearing Services, Llc Miami FL 03/2022 Present
  • 08/2010 → 09/2017
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → 09/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 10/2017 → 02/2021
    Bbtis
    Davie, FL
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Weston, FL
  • 02/2021 → 03/2022
    Truist Investment Services, Inc.
    Aventura, FL
  • 02/2021 → 03/2022
    Atlanta, GA
  • 03/2022 → Present
    Miami, FL
Previous Registrations
  • 2021-02-17 → 2022-04-08
    Atlanta, GA
    Davie, FL
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Deerfield Beach, FL
    Hialeah, FL
    Orlando, FL
    Charlotte, NC
    Weston, FL
    Miramar, FL
    Davie, FL
    Miami Lakes, FL
    Plantation, FL
    Pembroke Pines, FL
    Miramar, FL
    Doral, FL
    Plantation, FL
    Hialeah, FL
    Sunrise, FL
    Miami, FL
    Aventura, FL
    Miami, FL
    Richmond, VA
  • 2017-10-11 → 2018-01-02
    Bb&T Investment Services, Inc.
    Hialeah, FL
    Orlando, FL
    Charlotte, NC
    Weston, FL
    Miramar, FL
    Davie, FL
    Miami Lakes, FL
    Plantation, FL
    Pembroke Pines, FL
    Miramar, FL
    Doral, FL
    Plantation, FL
    Hialeah, FL
  • 2016-08-18 → 2017-10-05
    Davie, FL
    Miramar, FL
    Weston, FL
    Plantation, FL
    Fort Lauderdale, FL
    Miramar, FL
    Tamarac, FL
    Pompano Beach, FL
  • 2010-08-26 → 2016-12-31
    Truist Investment Services, Inc.
    Weston, FL
    Davie, FL
    Weston, FL
    Plantation, FL
    Miramar, FL
    Miramar, FL
    Davie, FL
    Tamarac, FL
    Pompano Beach, FL
  • 2010-01-12 → 2010-08-10
    Chase Investment Services Corp.
    Miami, FL
    Miami, FL
    Miami, FL
  • 2005-09-30 → 2006-08-21
    Wamu Investments, Inc.
    Miami, FL
    Pembroke Pines, FL
    Cooper City, FL
    Pembroke Pines, FL
    Davie, FL
    Miramar, FL
  • 2000-10-01 → 2005-09-06
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-14
S63 Uniform Securities Agent State Law Examination 1997-12-10
  • S65 Uniform Investment Adviser Law Examination
    2009-12-14
  • S63 Uniform Securities Agent State Law Examination
    1997-12-10

View on SEC IAPD

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