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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-02 |
Branch Locations
1201 E Hallandale Beach Blvd, Hallandale, FL 33009 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
1798 Ne Miami Gardens Dr, North Miami Beach, FL 33179 • United States
800 N Miami Beach Blvd, N Miami Beach, FL 33162 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities Llc | Guaynabo | PR | 09/2012 | 08/2017 |
| Citigroup | New York | NY | 08/2017 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-20 |
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