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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-02
  • FL RA
    APPROVED
    Since 2022-05-02

Branch Locations

1201 E Hallandale Beach Blvd, Hallandale, FL 33009 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

1798 Ne Miami Gardens Dr, North Miami Beach, FL 33179 • United States

800 N Miami Beach Blvd, N Miami Beach, FL 33162 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities Llc Guaynabo PR 09/2012 08/2017
Citigroup New York NY 08/2017 04/2022
Wells Fargo Clearing Services, Llc Miami FL 04/2022 Present
Previous Registrations
  • 2017-08-22 → 2022-05-02
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Fort Lee, NJ
    New York, NY
  • 2012-09-19 → 2017-08-23
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Boston, MA
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Short Hills, NJ
    New York, NY
    Elizabeth, NJ
    Newark, NJ
    Short Hills, NJ
    Bloomfield, NJ
    Newark, NJ
    Boston, MA
    Bloomfield, NJ
    Jersey City, NJ
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Jersey City, NJ
    Scotch Plains, NJ
    Newark, NJ
  • 2011-10-07 → 2012-09-19
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Newark, NJ
  • 2008-01-24 → 2011-10-03
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-23
S63 Uniform Securities Agent State Law Examination 2006-10-20
  • S65 Uniform Investment Adviser Law Examination
    2008-01-23
  • S63 Uniform Securities Agent State Law Examination
    2006-10-20
Other Names
  • Damian Agustin Pereira-Nunez
  • Damian Agustin Pereira

View on SEC IAPD

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