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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-15
  • FL RA
    APPROVED
    Since 2017-03-15

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Tampa FL 05/2016 03/2017
Independent Financial Partners Tampa FL 05/2016 03/2017
Raymond James & Associates St Petersburg FL 03/2017 Present
Finra Tampa FL 03/2017 Present
Nike Tampa FL 03/2017 Present
National Futures Association Tampa FL 03/2017 Present
  • 05/2016 → 03/2017
    Lpl Financial
    Tampa, FL
  • 05/2016 → 03/2017
    Tampa, FL
  • 03/2017 → Present
    Raymond James & Associates
    St Petersburg, FL
  • 03/2017 → Present
    Finra
    Tampa, FL
  • 03/2017 → Present
    Nike
    Tampa, FL
  • 03/2017 → Present
    National Futures Association
    Tampa, FL
Previous Registrations
Other Businesses

(1)Name of Business: FINRA Address: 4509 West Sevilla St, Tampa, FL, 33629, United States Activity Type: Part-Time Activity/Employment Position/Title: Agent Investment Related: No Start Date: 03/13/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Arbitrate FINRA disputes. (2)Name of Business: National Futures Association Address: 4508 West Sevilla St., Tampa , FL, 33629, United States Activity Type: Part-Time Activity/Employment Position/Title: Agent Investment Related: No Start Date: 03/14/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Arbitrate NFA cases. (3)Name of Business: Nike Address: 4508 West Sevilla St, Tampa, FL, 33629, United States Activity Type: Part-Time Activity/Employment Position/Title: Consulting Investment Related: No Start Date: 03/13/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Test shoes before they come out and give feedback.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-02
  • S66 Uniform Combined State Law Examination
    2007-03-02
Other Names
  • Nate Larson

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