Mark Thomas Kappel

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-10-02

TX RA
APPROVED

Since 2020-10-02

Branch Locations

500 Chestnut Street Suite 1300, Abilene, TX 79602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Abilene	TX	01/2015	10/2020
Morgan Stanley Private Bank, National Association	New York	NY	04/2015	10/2020
Stifel, Nicolaus & Company, Incorporated(793)	Abilene	TX	10/2020	Present

01/2015 → 10/2020

Morgan Stanley

Abilene, TX
04/2015 → 10/2020

Morgan Stanley Private Bank, National Association

New York, NY
10/2020 → Present

Stifel, Nicolaus & Company, Incorporated(793)

Abilene, TX

Previous Registrations

2015-04-09 → 2020-10-07

Morgan Stanley

Abilene, TX

Other Businesses

Abilene Philharmonic; 1102 N 3rd Ste C Abilene TX 79601; Musical orchestra; Board member; oversee the Foundation; 8/1/22; 1 hr/qtr; not during securities trading hours; not inv related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-09

S66 Uniform Combined State Law Examination

2015-04-09

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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