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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-07 |
Branch Locations
5322 Blue Mound Rd, Fort Worth, TX 76106 • United States
101 Jim Wright Fwy N, Fort Worth, TX 76108 • United States
6632 Lake Worth Blvd, Lake Worth, TX 76135 • United States
6630 Westworth Blvd, Westworth Village, TX 76114 • United States
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
1440 Precinct Line Rd, Hurst, TX 76053 • United States
5604 Broadway Ave, Haltom City, TX 76117 • United States
6300 Precinct Line Rd, Hurst, TX 76054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 03/2017 | 05/2021 |
| Bbva Compass Insurance Agency, Inc, | Austin | TX | 03/2017 | 05/2021 |
| Bbva Securities Inc. | Benbrook | TX | 03/2017 | 05/2021 |
| Powerstar Realty | Keller | TX | 02/2016 | 03/2017 |
| Bbva Wealth Solutions Inc. | Benbrook | TX | 07/2018 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 05/2021 | Present |
DUCKY'S TRADING, LLC, NOT INV RELATED, FORT WORTH, TX, 100% OWNERSHIP, START 09/09/2022, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, RESALE OF TRADING CARDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-25 |
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