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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
7115 Kalamazoo Ave Se Ste B, Caledonia, MI 49316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esi Financial I Llc | Caledonia | MI | 05/2015 | Present |
| Cetera Advisors Llc | Denver | CO | 07/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.ESI FINANCIAL, LLC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR FINANCIAL AND INSURANCE SERVICES; START 7/2015; 5 HOURS/WEEK DURING SECURITIES TRADING HOURS; FINANCIAL ADVISOR; 2. NAME OF OTHER BUSINESS: ESI BROKERAGE LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC FOR REAL ESTATE DEVELOPMENT/RENTALS; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SOLE MEMBER - LLC FOR REAL ESTATE DEVELOPMENT/RENTALS; 3. NAME OF OTHER BUSINESS: ESI FINANCIAL I LLC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC FOR BUSINESS EXPENSES; START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SOLE MEMBER - LLC FOR BUSINESS EXPENSES; 4. NAME OF OTHER BUSINESS: VREI NORTHRIDGE LLC; INVESTMENT RELATED: NO; ADDRESS: 3370 NORTHRIDGE DR SE WALKER, MI 49544; NATURE OF BUSINESS: REAL ESTATE; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOTE ON COMPANY MATTERS WHEN NECESSARY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-14 |
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