Marsha Daugherty

Fifth Third Securities, Inc.

Grand Rapids, MI

Claim This Profile

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-08-19

MI RA
APPROVED

Since 2024-08-19

Branch Locations

9325 Cherry Valley Ave, Caledonia, MI 49316 • United States

2828 Michael Avenue Sw, Wyoming, MI 49509 • United States

62 54Th St., Grand Rapids, MI 49548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Beauti Control	Carrollton	TX	07/2003	06/2023
Wholehan	Toledo	OH	06/2015	08/2024
Sagepoint Financial, Inc	Grand Ledge	MI	03/2016	09/2023
Osaic Wealth, Inc.	Grand Ledge	MI	09/2023	08/2024
Fifth Third Bank	Grand Rapids	MI	08/2024	Present
Fifth Third Securities	Grand Rapids	MI	08/2024	Present

07/2003 → 06/2023

Beauti Control

Carrollton, TX
06/2015 → 08/2024

Wholehan

Toledo, OH
03/2016 → 09/2023

Sagepoint Financial, Inc

Grand Ledge, MI
09/2023 → 08/2024

Osaic Wealth, Inc.

Grand Ledge, MI
08/2024 → Present

Fifth Third Bank

Grand Rapids, MI
08/2024 → Present

Fifth Third Securities

Grand Rapids, MI

Previous Registrations

2023-09-01 → 2024-06-07

Osaic Wealth, Inc.

Grand Ledge, MI
2016-03-07 → 2023-09-01

Osaic Services, Inc.

Grand Ledge, MI

Grand Ledge, MI

Phoenix, AZ
2012-01-04 → 2016-03-17

Transamerica Financial Advisors, Llc

Comstock Park, MI

Northville, MI

Grand Ledge, MI
2011-04-15 → 2012-01-06

Morgan Stanley

Grand Rapids, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-14

S66 Uniform Combined State Law Examination

2011-04-14

Other Names

Marsha L Daugherty
Marsha Lynn Daugherty

View on SEC IAPD

Other Firms

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J. W. COLE ADVISORS, INC.

CREATIVEONE WEALTH, LLC

Other Investors

LANCE ERIC DEVRIES

KAREN JOYCE ANSON

Andrew Thomas McFadden

JOSHUA THOMAS FOX

Andrew Scott VanderSchaaf

Benjamin Noel Webster

Brian Lee Platte

Other Offices

J.P. MORGAN SECURITIES LLC · CALEDONIA, MI

EDWARD JONES · CALEDONIA, MI

FOUNDERS FINANCIAL SECURITIES LLC · Caledonia, MI

ADVISOR 123 LLC · CALEDONIA, MI

ASPIRE WEALTH · CALEDONIA, MI

RBS WEALTH MANAGEMENT · ALTO, MI

EDWARD JONES · Alto, MI

J. W. COLE ADVISORS, INC. · Grand Rapids, MI

More in Caledonia, MI

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