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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1075 Route 112, Port Jefferson Station, NY 11776 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Jericho | NY | 11/2013 | 03/2018 |
| Park Avenue Securities | Jericho | NY | 09/2015 | 03/2018 |
| Evo Payments International | Melville | NY | 11/2010 | Present |
| Guardian Life Insurance | Miller Place | NY | 03/2018 | 06/2019 |
| Park Avenue Securities | Miller Place | NY | 03/2018 | 06/2019 |
| Guardian Life Insurance | Port Jefferson Station | NY | 06/2019 | Present |
| Park Avenue Securities | Port Jefferson Station | NY | 06/2019 | Present |
1. Merchant services - servicing existing customers and answering their questions during the week and on weekends, Start: 11/01/2010, Address: 1 Carman Lane Head of the Harbor, New York 11780, 30 total hours per month; 8 during securities trading hours, Not investment related, More than 10% annual compensation, 2) John T. Mather Memorial Hospital Foundation Board- Start: 01/15/2015, Address: 75 North Country Road Port Jefferson, New York 11777, 1 total hour per month, 1 during securities trading hours, Not investment related, No compensation, 3. Outside Insurance Sales-The sales of other fixed life products other than Guardian, Start: 12/16/2015, Address: 50 Jericho Quadrangle Suite 301 Jericho, NY 11753, 4 bus hrs per month, Investment related, 4) Platinum Ventures Advisory Group, Inc.-receiving income and paying expenses for activities involving PAS and Guardian insurance products, Start: 08/15/2019, Address: 1 Carman Lane, Head of the Harbor, St James, NY 11780, 150 total hours per month; 150 during securities trading hours, Not investment related, No annual compensation, 5. Top Dog, LLC-space we rent where we run our approved Guardian and PAS business, Start: 05/30/2019, Address: 1201 Rte. 112 Suite 800 Port Jefferson Station, NY 11776, 1 total hour per month, 1 during securities trading hours, Not investment related, No compensation, 6. Loretta T. Bove Revocable Trust- Co Trustee with Brother, Start: 1/01/2023, Address: 1201 Rte. 112 Suite 800 Port Jefferson Station, NY 11776, 0 total hour per month, 0 during securities trading hours, Not investment related, No compensation, 7) David E. Grier, Jr Revocable Trust-Co-trustee, Start: 02/13/2017, Address: 1 Carman Lane Head of the Harbor, St. James, NY 11780, 0 total hour per month, 0 during securities trading hours, Not investment related, No compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-23 |
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