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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-21 |
| AZ | RA | APPROVED | 2026-02-13 |
Branch Locations
3530 W Southern Ave, Phoenix, AZ 85041 • United States
4880 E Ray Road, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Goodyear | AZ | 01/2015 | 11/2019 |
| Jp Morgan Chase Bank | Goodyear | AZ | 01/2015 | 11/2019 |
| Arizona State University | Tempe | AZ | 01/2008 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Avondale | AZ | 11/2019 | 09/2025 |
| Bank Of America, N.A. | Avondale | AZ | 11/2019 | 09/2025 |
| U.S. Bancorp Investments, Inc. | Phoenix | AZ | 09/2025 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Phoenix | AZ | 02/2026 | Present |
Tabby, Inc; Not Investment-related; Goodyear, AZ; Development and publishing of mobile puzzle and casual gaming applications.; Owner; 08/14/2026; 30 hours/month; 0 hours/ trading; Responsible for the design, development, and publishing of non-financial, entertainment only mobile puzzle and casual games.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-25 |
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