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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
NC RA APPROVED 2017-03-30
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • NC RA
    APPROVED
    Since 2017-03-30

Branch Locations

2601 Weston Parkway Suite 201, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2017 Present
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) ASHBRIDGE FINANCIAL SOLUTIONS, LLC., 2601 WESTON PKWY STE 101, CARY, NC, 7/2015 AS INDEPENDENT INSURANCE AGENT SELLING/SERVICING LIFE INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 80 HR/MO - 60 HR/MO TRADING. gent that sells and services life insurance 3) ASHBRIDGE FINANCIAL SOLUTIONS, LLC, 2601 Weston Parkway Suite 201, Cary NC 27560, United States, 07/2015, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 80, HR/MO Trading: 60

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
S63 Uniform Securities Agent State Law Examination 2015-05-16
  • S66 Uniform Combined State Law Examination
    2017-03-16
  • S63 Uniform Securities Agent State Law Examination
    2015-05-16

View on SEC IAPD

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