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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-06 |
Branch Locations
4421 W Riverside Drive Suite 206, Burbank, CA 91505 • United States
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
Mission Viejo, CA • United States
131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Chico | CA | 08/2015 | 02/2017 |
| Axa-Advisors, Llc | New York | NY | 10/2017 | 11/2020 |
| Unemployed | Concord | CA | 02/2017 | 10/2017 |
| Ubs Financial Services Inc. | Los Angeles | CA | 11/2020 | Present |
1)Acalanes High School; Not Investment-Related Business; 1200 Pleasant Hill Road, Lafayette, CA; educational business; Assistant Coach; Start Date: 01/28/2019; 20 Hours per Month; Coaching JV & Varsity Midfield Players; End Date:05/01/2019 2) 404: No Longer Available/ investment related?; yes/ Los Angeles, CA/ Entity is a retail clothing brand - curation, design, and sale of clothing/ Proprietor / owner/ product development and design, manufacture and wholesale communication, distribution, media and marketing/ start date: 11/17/2021/ time reqd during working hours?; no 2) Realty Benefit Services; Not Investment-Related Business; 1087 Mount Eyre Road Washington CCrossing, PA 18977; Sales Associate; Start Date: 06/24/2019; 30 hours per month; Sales of tax account program for which Realty Benefit Services collects the administrative fee 3) Dergalis Associates LLC; Not Investment-Related Busisness; 210 Lake Drive East, Suite 310 Cherry Hill, NJ 08002; Sales Associate; Start Date: 06/24/2019; 30 hours per month; Sales of group and individual ancillary products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-18 |
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