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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-06
  • CA RA
    APPROVED
    Since 2020-11-06

Branch Locations

4421 W Riverside Drive Suite 206, Burbank, CA 91505 • United States

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Mission Viejo, CA • United States

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Chico CA 08/2015 02/2017
Axa-Advisors, Llc New York NY 10/2017 11/2020
Unemployed Concord CA 02/2017 10/2017
Ubs Financial Services Inc. Los Angeles CA 11/2020 Present
  • 08/2015 → 02/2017
    Northwestern Mutual
    Chico, CA
  • 10/2017 → 11/2020
    Axa-Advisors, Llc
    New York, NY
  • 02/2017 → 10/2017
    Unemployed
    Concord, CA
  • 11/2020 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

1)Acalanes High School; Not Investment-Related Business; 1200 Pleasant Hill Road, Lafayette, CA; educational business; Assistant Coach; Start Date: 01/28/2019; 20 Hours per Month; Coaching JV & Varsity Midfield Players; End Date:05/01/2019 2) 404: No Longer Available/ investment related?; yes/ Los Angeles, CA/ Entity is a retail clothing brand - curation, design, and sale of clothing/ Proprietor / owner/ product development and design, manufacture and wholesale communication, distribution, media and marketing/ start date: 11/17/2021/ time reqd during working hours?; no 2) Realty Benefit Services; Not Investment-Related Business; 1087 Mount Eyre Road Washington CCrossing, PA 18977; Sales Associate; Start Date: 06/24/2019; 30 hours per month; Sales of tax account program for which Realty Benefit Services collects the administrative fee 3) Dergalis Associates LLC; Not Investment-Related Busisness; 210 Lake Drive East, Suite 310 Cherry Hill, NJ 08002; Sales Associate; Start Date: 06/24/2019; 30 hours per month; Sales of group and individual ancillary products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
  • S66 Uniform Combined State Law Examination
    2017-12-18
Other Names
  • Robert Alan Blethen
  • Robert Alan Blethen

View on SEC IAPD

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