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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
IL RA APPROVED 2026-02-26
  • TX RA
    APPROVED
    Since 2026-04-08
  • IL RA
    APPROVED
    Since 2026-02-26

Branch Locations

139 N Cass Ave, Wesmont, IL 60559 • United States

1425 W 47Th St, La Grange, IL 60525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Warrenville IL 04/2025 12/2025
Keyence Corporation Itasca IL 04/2015 07/2017
Softchoice Chicago IL 07/2017 03/2018
Framestore Chicago IL 03/2018 03/2019
High Voltage Software Hoffman Estates IL 10/2019 01/2021
Crate And Barrel Northbrook IL 01/2021 08/2021
Zwift Inc. Long Beach CA 08/2021 03/2023
Unemployed Chicago IL 04/2019 05/2019
Uber Chicago IL 05/2019 09/2019
Unemployed Lombard IL 03/2023 08/2023
Amc Theaters Oak Brook IL 08/2023 07/2024
Starbucks Lombard IL 09/2023 10/2023
Crystal Dynamics San Mateo CA 12/2023 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westmont IL 02/2026 Present
Bank Of America, N.A. Westmont IL 03/2026 Present
  • 04/2025 → 12/2025
    Warrenville, IL
  • 04/2015 → 07/2017
    Keyence Corporation
    Itasca, IL
  • 07/2017 → 03/2018
    Softchoice
    Chicago, IL
  • 03/2018 → 03/2019
    Framestore
    Chicago, IL
  • 10/2019 → 01/2021
    High Voltage Software
    Hoffman Estates, IL
  • 01/2021 → 08/2021
    Crate And Barrel
    Northbrook, IL
  • 08/2021 → 03/2023
    Zwift Inc.
    Long Beach, CA
  • 04/2019 → 05/2019
    Unemployed
    Chicago, IL
  • 05/2019 → 09/2019
    Uber
    Chicago, IL
  • 03/2023 → 08/2023
    Unemployed
    Lombard, IL
  • 08/2023 → 07/2024
    Amc Theaters
    Oak Brook, IL
  • 09/2023 → 10/2023
    Starbucks
    Lombard, IL
  • 12/2023 → 03/2025
    Crystal Dynamics
    San Mateo, CA
  • 02/2026 → Present
    Westmont, IL
  • 03/2026 → Present
    Bank Of America, N.A.
    Westmont, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-12
S63 Uniform Securities Agent State Law Examination 2015-03-02
  • S66 Uniform Combined State Law Examination
    2025-03-12
  • S63 Uniform Securities Agent State Law Examination
    2015-03-02
Other Names
  • Kevin Allingham

View on SEC IAPD

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