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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-01-08 |
| TX | RA | APPROVED | 2013-06-06 |
Branch Locations
1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Littleton | CO | 04/2013 | Present |
SOUTH POINTE SWIM CLUB OF NAPERVILLE. CURRENTLY SERVE AS PRESIDENT ON THE BOARD OF THE DIRECTORS FOR THE CLUB. MEMBER OWNED NOT FOR PROFIT NEIGHBORHOOD SWIM & CLUBHOUSE FACILITY. QUARTERLY BOARD MEETINGS, ANNUAL BUDGETING, VENDOR SELECTION. ALL ACTIONS/FINANCIAL DECISIONS SUBJECT TO MAJORITY BOD VOTE. BEEN ON BOARD OF DIRECTORS SINCE APRIL 2008. VOLUNTEER POSITION INVOLVING APPROXIMATELY 4-5 HOURS PER MONTH OUTSIDE NORMAL BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-08 |
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