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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-19 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
Fletcher, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sun Trust Investment Services | Hendersonville | NC | 01/2016 | 09/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 09/2017 |
| Questar Capital Corporation | Minneapolis | MN | 09/2017 | 02/2019 |
| Questar Asset Management | Minneapolis | MN | 09/2017 | 02/2019 |
| Prudential Insurance Company Of America | Greensboro | NC | 02/2019 | 01/2024 |
| Pruco Securities, Llc. | Greensboro | NC | 02/2019 | 01/2024 |
| Btrokers International Financial Services | Fletcher | NC | 01/2024 | Present |
1) National Agents Alliance; Not Investment Related; 1214 Turrentine St, Burlington, NC 27215; Fixed Insurance business; Advisor; 01/02/2024; 30 hours per month; 0 hours during security hours; sales and service fixed insurance products and Medicare supplements. 2) Henderson County Public Schools; Not Investment Related; 414 4th Ave West, Hendersonville, NC 28739; substitute teacher; substitute teacher; 10/15/2024; 80 hours per month; 70 hours during security hours; fill in for classrooms when teacher is absent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-12 |
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