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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-03-20 |
| NJ | RA | APPROVED | 2025-10-22 |
| TX | RA | APPROVED | 2025-06-11 |
| UT | RA | APPROVED | 2024-05-16 |
| NC | RA | APPROVED | 2022-03-07 |
| IN | RA | APPROVED | 2020-06-08 |
| CA | RA | APPROVED | 2019-08-30 |
| AZ | RA | APPROVED | 2019-03-26 |
Branch Locations
3567 E. Sunrise Drive Suite #101, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Tucson | AZ | 01/2015 | 11/2016 |
| Wells Fargo Bank, Na | Tucson | AZ | 06/2005 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 01/2019 |
| Centaurus Financial, Inc. | Anaheim | CA | 03/2019 | Present |
1. Modern Wealth Management Group LLC, non-investment related, 1640 E. River Road, Suite #208, Tucson, AZ 85718, DBA for branding and marketing purposes, Vice President, since 11/25/2020. 2. Eddie Advise Me Now, non-investment related, 1640 E. River Rd., #208, Tucson, AZ 85718, DBA for marketing purposes only, since 11/10/2020. 3.Modern 401(k), non-investment related, 1640 E. River Rd., #208, Tucson, AZ 85718, DBA for marketing purposes only, since 4/22/2021. 4. American Pediatric Surgical Nurses Association, APSNA, non-investment related, 5353 Wayzata Blvd., Suite #350, Minneapolis, MN 55416, Board Member, since 6/28/2021, discuss topics pertinent to the American Pediatric Surgical Nurses Association. 5. Turtle Knows LLC, non-investment related, Tucson, AZ 85756, marketing firm that specializes in creating, implementing and sustaining marketing strategies, lead generation services for companies in any industry, marketing consultancy, direct marketing, telemarketing, digital marketing and marketing communication, manager, since 7/7/2021, devoted time is 15 hours a month. 6. MODERN INSURANCE AZ POSITION: Agent NATURE: For marketing purposes and to sell Fixed Annuities and term life insurance to clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: null START DATE: 03/31/2022 ADDRESS: 1640 E River Rd. Ste 208, Tucson AZ 85718, United States DESCRIPTION: For marketing purposes and to sell Fixed Annuities and term life insurance to clients 7. MODERN WEALTH MANAGEMENT AZ LLC, 1640 E River Road Ste 208, Tucson AZ 85718, United States, DBA for branding and marketing purposes, INVESTMENT RELATED, NUMBER OF HOURS: 10 START DATE: 02/03/2023 8. RCBE LLC, POSITION: Host NATURE: Educate the public via webinars and in person classes about topics such as: Retirement Planning, Investment product types, Estate planning, Social Security, I would host a free webinar and then offer a paid course to attend an educational workshop. This course would be available to non-clients for a fee and if the attendee is a client, there is zero fees. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2026, ADDRESS: 3567 E Sunrise Drive, Suite 101, Tucson AZ 85749, United States, DESCRIPTION: Retirement Courses by Eddie, Host educational workshops, Create presentation materials and handouts, Handle payment processing for this course via this OBA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-04 |
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