Robin Jay Kim

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 12/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 12/2016 → 12/2019
  Ubs Financial Services Inc.
  Los Angeles, CA
• 12/2019 → 02/2020
  Rbc Capital Markets, Llc.
  Pasadena, CA
• 02/2020 → 10/2021
  Rbc Capital Markets, Llc
  Los Angeles, CA
• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA

Previous Registrations

• 2019-12-04 → 2021-11-17
  Rbc Capital Markets, Llc
  Pasadena, CA
  Los Angeles, CA
  Los Angeles, CA
• 2016-12-23 → 2020-01-02
  Ubs Financial Services Inc.
  Los Angeles, CA
• 2016-06-17 → 2016-12-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-06-16

Other Names

• Robin Kim
• Robin Jay Kim