Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-09 |
| CA | RA | APPROVED | 2021-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 01/2015 | 12/2016 |
| Ubs Financial Services Inc. | Los Angeles | CA | 12/2016 | 12/2019 |
| Rbc Capital Markets, Llc. | Pasadena | CA | 12/2019 | 02/2020 |
| Rbc Capital Markets, Llc | Los Angeles | CA | 02/2020 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-16 |
Reach out to this advisor