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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-03
NH RA APPROVED 2016-08-31
  • TX RA
    APPROVED_RES
    Since 2020-04-03
  • NH RA
    APPROVED
    Since 2016-08-31

Branch Locations

111 Maplewood Ave Ste A-2, Portsmouth, NH 03801 • United States

Dover, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 01/2015 03/2020
Ameriprise Financial Services, Llc Portsmouth NH 03/2020 Present
Other Businesses

Business Ownership; RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 South River rd ste 201, , Bedford, NH, 03110; Investment-Related; 04/08/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Rise Tax Strategies; Co-owner; Tax Preparation; PO Box 847, , Merrimack, NH, 03054; Not Investment-Related; 10/16/2025; 0 hours per month; 0 during trading hours. Outside Employment; RPWM Partners LLC; Associate Financial Advisor - Writing and delivering financial plans, trading, client meetings, meeting prep, meeting follow up tasks and letters/emails; Financial Advisory Practice; 262 S River Rd suite 201 Bedford NH, 03110, ,; Not Investment-Related; 05/31/2016; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-17
  • S66 Uniform Combined State Law Examination
    2016-06-17

View on SEC IAPD

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