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Current Employers
Ark Wealth Management

10800 Pecan Park Blvd Ste 100, Austin, TX 78750 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-13
  • TX RA
    APPROVED
    Since 2025-03-13

Branch Locations

10800 Pecan Park Blvd Ste 100, Austin, TX 78750 • United States

Third Generation Capital Management

8150 N. Central Expressway Suite M1130, Dallas, TX 75206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-29
  • TX RA
    APPROVED
    Since 2019-05-29

Branch Locations

8150 N. Central Expressway Suite M1130, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Con-Real, Lp Arlington TX 04/2017 05/2019
Bravado, Lp Arlington TX 01/2016 03/2017
Third Generation Capital Management Dallas TX 05/2019 03/2024
Ark Wealth Management, Llc Austin TX 02/2024 Present
  • 04/2017 → 05/2019
    Con-Real, Lp
    Arlington, TX
  • 01/2016 → 03/2017
    Bravado, Lp
    Arlington, TX
  • 05/2019 → 03/2024
    Dallas, TX
  • 02/2024 → Present
    Ark Wealth Management, Llc
    Austin, TX
Other Businesses

1) Third Generation Capital Management, LLC;Dallas, TX;Yes;Investment Consulting & Research;President/CEO;06/2017; 0; 0; I still serve as the President & CEO of the firm; however it is not currently operational and we don't service any clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-11
  • S65 Uniform Investment Adviser Law Examination
    2017-11-11
Other Names
  • Troy Caesar Alley

View on SEC IAPD

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