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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-01 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Elmsford | NY | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Elmsford | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | Present |
Independent Insurance Agent from business address 1 security hour since 7/16 Life/Accident/Health and Property & Casualty/ Fixed Insurance (2) Name: Caringi Wealth Strategies Inv Rel: Y Add: Residential Nature/Duties: Sole Proprietorship used for pass through Compensation Position: Owner Start Date: 02/01/2026 No Hrs/Mo:1 No Hrs/Mo During Sec Trading: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-23 |
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