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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-06-20 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc | St Louis | MO | 02/2015 | 02/2018 |
| Pit Stop | Granite City | IL | 06/2018 | 10/2018 |
| Td Ameritrade Inc | St Louis | MO | 02/2018 | 06/2019 |
| Td Ameritrade Investment Management Llc | Omaha | NE | 02/2018 | 06/2019 |
| Edward Jones | St.LOuis | MO | 06/2019 | 08/2020 |
| Wells Fargo Clearing Services | St Louis | MO | 08/2020 | Present |
EXECUTOR FOR MOTHER, INV RELATED, BELLEVILLE, IL, START: 08/15/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-21 |
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