Deron Darryl Swaby

Employer firm

Heirloom Wealth Management LLC CRD 292277

$1.11B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2017
  Transamerica Capital Inc
  Denver, CO
• 11/2017 → 10/2018
  Alps Fund Services, Inc
  Denver, CO
• 11/2018 → 11/2019
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 11/2018 → 09/2023
  Charles Schwab Bank
  Lone Tree, CO
• 11/2019 → 12/2020
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 12/2020 → 06/2021
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 06/2021 → 09/2023
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 02/2024 → 10/2024
  Mba Financial Services, Llc
  Boulder, CO
• 02/2024 → 10/2024
  Cetera Advisor Networks
  El Segundo, CA
• 02/2024 → 10/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2023 → 02/2024
  Unemployed
  Denver, CO
• 11/2024 → 02/2025
  Unemployed
  Denver, CO
• 03/2025 → 09/2025
  Butler Financial Services, Inc.
  Denver, CO
• 12/2025 → Present
  Heirloom Wealth Management Llc
  Greenwood Village, CO

Previous Registrations

• 2025-04-07 → 2025-09-16
  Butler Financial Services
  Denver, CO
• 2024-02-09 → 2024-11-04
  Cetera Investment Advisers Llc
  Boulder, CO
  Denver, CO
• 2018-12-12 → 2023-09-20
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Lone Tree, CO

Other Businesses

2026 - Heirloom Tax Solutions, LLC Consultant- At Reported Business Location(s) - less than 10 Hours Per Month, Provides tax planning and coordination, receives compensation

Exams

• S66 Uniform Combined State Law Examination
  2018-12-12
• S63 Uniform Securities Agent State Law Examination
  2016-02-25

Designations

• Certified Financial Planner