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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Puerto Rico | San Juan | PR | 01/2014 | 09/2016 |
| Mml Investors Services Llc | Hato Rey | PR | 02/2015 | 09/2016 |
| Citibank N.A. | San Juan | PR | 09/2016 | 05/2018 |
| Cifs (Acquired By Insigneo) | San Juan | PR | 09/2016 | 03/2022 |
| Lincoln Financial Securities Corporation | San Juan | PR | 01/2024 | 05/2024 |
| N/A | San Juan | PR | 03/2022 | 12/2023 |
| Lincoln Financial Securities | San Juan | PR | 12/2023 | 05/2024 |
| Charles Schwab & Co., Inc. | Orlando | FL | 06/2024 | Present |
| Schwab Wealth Advisory, Inc. | Orlando | FL | 06/2024 | Present |
| Citi International Financial Services Llc | San Juan | PR | 09/2016 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-29 |
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