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Andrew Joseph Federico

Financial Freedom

Cincinnati, OH

Rochester, NY

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Current Employers
Financial Freedom

8044 Montgomery Road Suite 700, Cincinnati, OH 45236 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-13
  • NY RA
    APPROVED
    Since 2026-03-13

Branch Locations

8044 Montgomery Road Suite 700, Cincinnati, OH 45236 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. White Plains NY 04/2005 08/2021
Madison Planning Group White Plains NY 04/2005 11/2025
Madison Advisory Services, Inc. White Plains NY 02/2021 11/2025
Lion Street Financial West Harrison NY 08/2021 07/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 11/2025
Financial Freedom Cincinnati OH 02/2026 Present
Unemployed Rochester NY 12/2025 01/2026
  • 04/2005 → 08/2021
    Royal Alliance Associates, Inc.
    White Plains, NY
  • 04/2005 → 11/2025
    Madison Planning Group
    White Plains, NY
  • 02/2021 → 11/2025
    Madison Advisory Services, Inc.
    White Plains, NY
  • 08/2021 → 07/2025
    Lion Street Financial
    West Harrison, NY
  • 07/2025 → 11/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2026 → Present
    Financial Freedom
    Cincinnati, OH
  • 12/2025 → 01/2026
    Unemployed
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2004-10-18
  • S65 Uniform Investment Adviser Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2004-10-18
Designations
Other Names
  • Andrew Federico
  • Andrew Joseph Federico

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

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CHRISTOPHER CHARLES HAIS
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JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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