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James Arthur Colley

James A. Colley, Inc.

Lake Placid, FL

CRD 3125013

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Employer firm

James A. Colley, Inc. CRD 141794

$31.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
James A. Colley, Inc.

505 W. Interlake Blvd., Lake Placid, FL 33852 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2002-05-08
  • FL RA
    APPROVED
    Since 2002-05-08

Branch Locations

505 W. Interlake Blvd., Lake Placid, FL 33852 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James A. Colley, Inc. Lake Placid FL 08/2013 Present
Previous Registrations
Designations
  • Certified Financial Planner
Other Names
  • James Arthur Colley

View on SEC IAPD

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Nearby Investors

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Nearby Offices

EDWARD JONES · Lake Placid, FL
INDEPENDENT FINANCIAL GROUP, LLC · Lake Placid, FL
EDWARD JONES · LAKE PLACID, FL

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