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James John Dinapoli

Independent Financial Group, LLC

Lake Placid, FL

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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-10
  • FL RA
    APPROVED
    Since 2026-06-10

Branch Locations

160 E. Interlake Blvd, Lake Placid, FL 33852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Lake Placid FL 12/2008 07/2019
Independent Financial Group Llc Lake Placid FL 06/2026 Present
Securities America Advisors Lake Placid FL 07/2019 06/2024
Securities America, Inc. Lake Placid FL 07/2019 06/2024
Osaic Wealth, Inc. Lake Placid FL 06/2024 06/2026
Osaic Wealth, Inc. Lake Placid FL 06/2024 06/2026
  • 12/2008 → 07/2019
    Cadaret, Grant & Co., Inc.
    Lake Placid, FL
  • 06/2026 → Present
    Independent Financial Group Llc
    Lake Placid, FL
  • 07/2019 → 06/2024
    Securities America Advisors
    Lake Placid, FL
  • 07/2019 → 06/2024
    Securities America, Inc.
    Lake Placid, FL
  • 06/2024 → 06/2026
    Osaic Wealth, Inc.
    Lake Placid, FL
  • 06/2024 → 06/2026
    Osaic Wealth, Inc.
    Lake Placid, FL
Previous Registrations
  • 2024-06-14 → 2026-06-22
    Osaic Wealth, Inc.
    Waterford, VA
    Lake Placid, FL
  • 2019-07-12 → 2024-06-14
    Securities America Advisors, Inc.
    Lake Placid, FL
  • 2008-12-23 → 2019-07-10
    Cadaret, Grant & Co., Inc.
    Lake Placid, FL
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
  • 2005-10-31 → 2008-12-19
    Osaic Services, Inc.
    Lake Placid, FL
  • 2004-04-14 → 2005-10-31
    Sunamerica Securities, Inc.
    Lake Placid, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-18
S63 Uniform Securities Agent State Law Examination 1987-10-12
  • S66 Uniform Combined State Law Examination
    2003-02-18
  • S63 Uniform Securities Agent State Law Examination
    1987-10-12

View on SEC IAPD

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