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Ramon Maxton Mejia

LPl Financial LLC

Columbia, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-10
  • SC RA
    APPROVED
    Since 2025-07-10

Branch Locations

121 Sparkleberry Crossing Rd 100 C&D, Columbia, SC 29229 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Lexington SC 02/2015 07/2025
Rm Mejia Tax & Accounting Services Columbia SC 01/2010 Present
Lpl Financial Llc Columbia SC 07/2025 Present
  • 02/2015 → 07/2025
    Next Financial Group, Inc.
    Lexington, SC
  • 01/2010 → Present
    Rm Mejia Tax & Accounting Services
    Columbia, SC
  • 07/2025 → Present
    Columbia, SC
Previous Registrations
  • 2015-12-21 → 2025-07-10
    Next Financial Group, Inc.
    Lexington, SC
    Columbia, SC
Other Businesses

1. 07/2025- RAMON M. MEJIA- Notary- INV Related- At Reported Business Location(s)- Start date 07/25/2011- 40 Hours Per Month- 40 Hours During Trading 2. 07/2025- RM MEJIA TAX & ACCOUNTING SERVICES LLC- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 05/01/2010- 40 Hours Per Month- 40 Hours During Trading 3. 07/2025 - ASCEND FINANCIAL SERVICES LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/19/2015 - 160 hours per month/ 80 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-21
  • S66 Uniform Combined State Law Examination
    2015-12-21
Other Names
  • Maxton Mejia

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