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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-06 |
Branch Locations
1190 Nw Gilman Blvd, Issaquah, WA 98027 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Renton | WA | 12/2014 | 04/2021 |
| Financial Advocates Investment Management | Renton | WA | 12/2014 | 04/2021 |
| U.S. Bancorp Investments, Inc. | Issaquah | WA | 04/2021 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 01/2026 | Present |
RENTAL PROPERTY - 3195; INV RELATED;HENDERSON,NV; RENT;100% OWNERSHIP; START DATE: 02/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-02 |
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