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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-06-07 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
Fenton, MO • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-04-18 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
Fenton, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Louis | MO | 08/2015 | 01/2017 |
| Wells Fargo Clearing Services Llc | St Louis | MO | 02/2017 | Present |
OAK RIDGE HOA, NOT INVT RELATED, FENTON, MO, BOARD MEMBER, START DATE 10/10/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS AND MANAGE CURRENT BILLS FOR HOA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-12 |
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