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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-05
UT RA APPROVED 2015-06-08
  • TX RA
    APPROVED_RES
    Since 2017-10-05
  • UT RA
    APPROVED
    Since 2015-06-08

Branch Locations

5782 South 900 East, Murray, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Midvale UT 01/2015 Present
Raymond James Financial Services Advisors Inc. Midvale UT 06/2015 Present
Businessman'S Planning Murray UT 10/2017 Present
Other Businesses

(1)Name of Business: Businessman's Planning Address: 5782 S 900 E, Murray, UT, 84121, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/02/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Obtain insurance quotes for clients and assist them in completing applications to help meet their long-term financial goals. (2)Name of Business: Gomm Properties LLC Address: 5782 S 900 E, Murray, UT, 84121, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect the rent. (3)Name of Business: Miller, Jay & Lynne Address: 603 E. 12000 South, Draper, UT, 84020, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 11/22/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Distribution of assets per the trust document upon the death of Lynne Miller, my stepmother.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-03
  • S66 Uniform Combined State Law Examination
    2015-06-03
Designations

View on SEC IAPD

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